Wealth Robo-Advisory Pilot

Wealth · Staging · owned by Wealth Product · Medium criticality

compliance score

At risk

Controls

mapped to this asset

Failing

need remediation

Open findings

2 total

Overdue tests

past their next due date

Control tests

RS-03Incident post-mortem within 5 days

Resilience · weight 1 · last tested 2026-08-19

TP-01Vendor model due diligence

Third Party · weight 2 · last tested 2026-06-11

Findings

Vendor diligence expired

TP-01 · 61d old

Post-mortem overdue

RS-03 · 53d old

Record