Open control failures

7 open · 3 high severity · costing 20 points of the score.

Finding	Asset	Control	Age	Severity	Status
Model assumptions document missing for collections rebuild	Collections Propensity Model	HN-MR-04	210d	High	Open
Prompt injection filter bypassed in servicing assistant test	Branch Servicing Assistant (LLM)	HN-SC-02	152d	High	In review
Disparate impact gap exceeds threshold for one applicant segment	Consumer Credit Scoring v4	HN-FA-01	132d	High	Open
Fraud model revalidation evidence incomplete	Card Fraud Detection Engine	HN-MR-02	189d	Medium	Mitigating
Proxy screening not rerun after feature refresh	Collections Propensity Model	HN-FA-02	169d	Medium	Open
Training data provenance gaps for two fraud features	Card Fraud Detection Engine	HN-DL-02	144d	Medium	Mitigating
Rollback plan not attached to last scoring release	Consumer Credit Scoring v4	HN-RS-03	223d	Low	Open
Missing fairness audit	Credit Risk Scoring v4	FA-01	87d	High	Open
Unowned production agent	Collections Outreach Agent	EX-03	71d	High	Open
Model card not published	Customer Sentiment LLM	EX-02	81d	Medium	Mitigating
Stale lineage metadata	Fraud Detection Net	DL-02	67d	Medium	In review
Revalidation sign-off missing	Collections Outreach Agent	MR-04	64d	Medium	Open
Vendor diligence expired	Wealth Robo-Advisory Pilot	TP-01	61d	Medium	Open
Post-mortem overdue	Wealth Robo-Advisory Pilot	RS-03	53d	Low	Open
Reason codes incomplete	Credit Risk Scoring v4	EX-01	162d	Medium	Closed