FFIEC audit
AI Security Control Testing
Scope: LLM assistants and model endpoints · due 2026-12-09
scheduled
Result
—
Status
scheduled
Completed
Not yet
Due
2026-12-09
Audit record
- Framework
- FFIEC
- Scope
- LLM assistants and model endpoints
- Contributes
- 30% of the compliance score
- Source
- Your own record
Controls in scope
RS-01Kill-switch drill executed
Fraud Detection Net
RS-02Rollback plan rehearsed
Credit Risk Scoring v4
RS-03Incident post-mortem within 5 days
Wealth Robo-Advisory Pilot
SC-01Prompt injection test suite
Customer Sentiment LLM
SC-02Access review for model endpoints
Fraud Detection Net
SC-03Secrets rotation for agent keys
Collections Outreach Agent